• Manager, Compliance Assessment - Advisors

    Job Location CA-ON-London
    Posted Date 2 weeks ago(8/7/2018 8:00 AM)
    Job ID
    London Life
    Job Category
    Job Type
    Full Time
    Job Industry
    Financial Services and Banking, Insurance
    Career Level
    Posted End Date
  • Job Description

    This role is primarily responsible for our sales suitability and compliance assessment program. The program demonstrates the company's commitment to putting our customers at the centre of what we do and assists in fulfilling the company's obligation to maintain a compliance system regarding advisor compliance and suitability. Carefully designed and well executed programs will result in greater advisor compliance and increased knowledge and awareness of compliance obligations within our Advisor Network.



    • Responsible for leadership of a high performing team, including coaching, mentoring and development.
    • Support team members through reviews and escalations in execution of the Sales Suitability and Compliance Assessment program
    • Accountable for successful and timely completion of the Sales Suitability and Compliance Assessment program
    • Responsible for reporting of assessment results, including remediation action plans
    • Continuous development and enhancement of the Sales Suitability and Compliance Assessment program
    • Development and implementation of new assessment components in response to new regulation or other needs
    • Lead liaison with Advisor Network
    • Budget preparation and execution

    Qualifications and Competencies:

    • Post-secondary education in a business-related program.
    • Demonstrated leadership abilities gained through direct experience. 
    • Knowledge of insurance products and associated sales processes.
    • Knowledge of the insurance industry and legislative and compliance requirements.
    • Excellent written and verbal communication skills.
    • Ability to build and maintain strong collaborative relationships.
    • Strong organizational and time management skills.

    Discover your opportunity….Apply today!


    Great-West Life offers competitive compensation, great benefits such as medical, dental, life insurance, wellness account and personal days not to mention onsite cafeteria and fitness facilities.  If you’d like to join our team submit your information online and introduce yourself.


    Together Great-West Life, London Life and Canada Life serve the financial security needs of more than 13 million people across Canada, with additional operations in Europe and the United States. As members of the Power Financial Corporation group of companies, we’re one of Canada’s leading insurers with interests in life insurance, health insurance, investment and retirement savings. We offer a broad portfolio of financial and benefit plan solutions for individuals, families, businesses and organizations.


    We are committed to providing an inclusive, accessible environment, where all employees and customers feel valued, respected and supported. We are dedicated to building a workforce that reflects the diversity of the communities in which we live, and to creating an environment where every employee has the opportunity to reach their potential.



    Great-West Lifeco would like to thank all applicants, however only those who qualify for an interview will be contacted.



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